What is the SEC? | Securities Exam Prep

The SEC is the U.S. federal agency responsible for enforcing securities laws, regulating securities markets, and protecting investors from fraud and market manipulation. 📚 Learn more about SEC (Securities and Exchange Commission) and other key terms for your SIE, SERIES6, SERIES7, SERIES63, SERIES65, SERIES66 exam at Open Exam Prep. 🎯 This term appears on: SIE, SERIES6, SERIES7, SERIES63, SERIES65, SERIES66 🔗 Full glossary: https://www.open-exam-prep.com/glossary 🔗 SEC definition: https://www.open-exam-prep.com/glossary/sec 💡 Exam Tip: SEC = federal government agency. FINRA = self-regulatory organization. Both regulate securities. #examprep #financeexam #sie #series7 #sec