What is Securities Act of 1933? | SIE, SERIES7, SERIES63, SERIES65, SERIES66 Exam Prep
Jan 1, 2026
The Securities Act of 1933 is the federal law requiring registration and disclosure for new securities offerings, ensuring investors receive material information before buying, often called the "Paper Act" or "Truth in Securities Act."
๐ Learn more about Securities Act of 1933 and other key terms for your SIE, SERIES7, SERIES63, SERIES65, SERIES66 exam at Open Exam Prep.
๐ฏ This term appears on: SIE, SERIES7, SERIES63, SERIES65, SERIES66
๐ Full glossary: https://www.open-exam-prep.com/glossary
๐ Securities Act of 1933 definition: https://www.open-exam-prep.com/glossary/securities-act-1933
๐ก Exam Tip: 1933 Act = registration of NEW issues (Paper Act). 1934 Act = trading of EXISTING securities (People Act). Know the difference!
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