What is Rule 144? | SIE, SERIES7, SERIES65, SERIES66 Exam Prep

Rule 144 provides a safe harbor for selling restricted securities and control securities, specifying holding periods, volume limitations, and filing requirements for legally reselling these securities. 📚 Learn more about Rule 144 and other key terms for your SIE, SERIES7, SERIES65, SERIES66 exam at Open Exam Prep. 🎯 This term appears on: SIE, SERIES7, SERIES65, SERIES66 🔗 Full glossary: https://www.open-exam-prep.com/glossary 🔗 Rule 144 definition: https://www.open-exam-prep.com/glossary/rule-144 💡 Exam Tip: Rule 144 = resale of restricted/control securities. 6 months (reporting) or 1 year (non-reporting) holding period. Affiliates always have volume limits! --- #securities #examprep #financeexam #sie #series7 #series65 #series66