25 Discovery Questions for Financial Advisors | Regulatory Duty of Care

Master the 25 essential discovery questions for financial advisors. Learn how to structure initial client meetings across five conversation categories and six planning domains while fulfilling duty of care requirements under Reg BI and CFP Board fiduciary standards. Open Exam Prep is an independent provider of educational resources for financial professionals. Full blog guide: https://open-exam-prep.com/blog/financial-advisor-discovery-questions-2026 ⏱️ Timestamps: 0:00 - Introduction 0:08 - Scene 1 0:42 - Scene 2 1:17 - Scene 3 1:49 - Scene 4 2:23 - Scene 5 2:56 - Scene 6 3:27 - Next steps Recommended study resources: Disclosure: As an Amazon Associate, Open Exam Prep earns from qualifying purchases. We may earn a commission if you buy through these links. - Kaplan Securities Industry Essentials (SIE) License Exam Manual, 4th Edition: https://www.amazon.com/dp/107884772X?tag=openexamprep-20 - SIE Exam Prep 2025-2026: Complete Review + 510 Questions and Detailed Answer Explanations for the FINRA Securities Industry Essentials Exam (6 Full-length Exams): https://www.amazon.com/dp/B0CN252KP9?tag=openexamprep-20 - SIE Exam Prep 2025-2026: Practice Tests and SIE Study Guide Book for the FINRA Certification: [Includes Audiobook Access]: https://www.amazon.com/dp/1637758073?tag=openexamprep-20